In this course, you will learn about the way a typical broker and dealer firm organizes its operation within functional areas, potential gaps, and exposures that present operational risk. You will also learn about the trade lifecycle process, from order and trade execution through clearing and settlement. Apart from these, the course covers assets or funds of investors or clients, redressal of investor grievances, internal control or risk management, etc.
NISM
Broking Operations Management
₹1,200.00 +18% GST
Learn about the functional and operations aspects of a stock broking job including the trade lifecycle process, grievance redressal, risk management, etc.
Category: NISM Tags: broking operations, nism, online course, securities market, stock broker, stock broking, stock broking management, stock market
Only logged in customers who have purchased this product may leave a review.
Related products
- NISM
Certified BFSI Professional Course (Sem I and II)
Rated 0 out of 5₹6,090.00 +18% GST Add to cart
Reviews
There are no reviews yet.