In this course, you will learn about the way a typical broker and dealer firm organizes its operation within functional areas, potential gaps, and exposures that present operational risk. You will also learn about the trade lifecycle process, from order and trade execution through clearing and settlement. Apart from these, the course covers assets or funds of investors or clients, redressal of investor grievances, internal control or risk management, etc.
NISM
Broking Operations Management
₹1,200.00 +18% GST
Learn about the functional and operations aspects of a stock broking job including the trade lifecycle process, grievance redressal, risk management, etc.
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