Current Status Not Enrolled Price ₹1200 Get Started Take this Course Course Content MODULE 1 - Introduction to Broking Operations 1.1 Trading Life Cycle 1.2 Front Office Operations 1.3 Middle and Back Office Operations 1.4 IT and Broker Code of Conduct related to Investors 1.5 STT, Stamp Duty and Brokerages 1 Quiz Expand Lesson Content BOM Session I Quiz MODULE 2 - Clearing & Settlement Process 2.1 An Overview of Clearing Process 2.2 Entities Involved in Clearing Process 2.3 Clearing Function in Cash market 2.4 Settlement Process of Cash Market 2.5 Settlement Process of Derivatives Market-I 2.6 Settlement Process of Derivatives Market-II 2.7 Settlement of Funds and Settlement of Securities 2.8 Client Payment and Deliveries & Shortage Handling 2.9 Auction Mechanism 2.10 Corporate Action Adjustment in F&O 1 Quiz Expand Lesson Content BOM Session II Quiz MODULE 3 - Risk Management & Other Services 3.1 Risk Management Framework – An Overview 3.2 Components of Risk Management & Open Position 3.3 The Concept of Margin 3.4 Types of Margin-I 3.5 Types of Margin-II 1 of 2
