Broking Operations Management

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Price
₹1200
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Course Name: Broking Operations Management
Course Duration: 5 Hours
Course Fee: Rs.1200+GST
Certificate: Certificate of Completion
Validity: 30 Days

About the Course
In this course, you will learn about the way a typical broker and dealer firm organizes its operation within functional areas, potential gaps, and exposures that present operational risk. You will also learn about the trade lifecycle process, from order and trade execution through clearing and settlement. Apart from these, the course covers assets or funds of investors or clients, redressal of investor grievances, internal control or risk management, etc.

1 – Broking Operations
2 – Clearing & Settlement Process
3 – Operational Risk Management
4 – Investor Grievance Redressal
5 – Other Products & Services”

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